EPSTEIN
page 8 / 303 . OCR, unverified
JP Morgan
Account O30171005 Page 7 of 8
Page 10 of 17
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035973
SDNY_GM_00305171
EFTA01510314
--- SOURCE: IMAGES__0122__EFTA01510315.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510315.pdf
----------------------------------------
FINANCIAL TRUST COMPANY INC ACCT. 030171005
For the Period 10/1/I1 to 10f3I/I I
Portfolio Activity Detail
INFLOWS & OUTFLOWS
Type
Description
Quantity
Per Unk
Amount
Amount
Settle Date Selection Method
10/3
Div Domest
JPM PRIME MM FD - INSTL FOR SEP it VARIOUS RATES
FROM 0.0001463%TO 0.0002153% (ID: 4812A2-60-3)
50,101.230
2.72
Ion
Interest Income
DEPOSIT SWEEP INTEREST FOR SEPT @ .03% RATE ON
NET AVG COLLECTED BALANCE OF 562.030.41 AS OF
10/01/11
1.53
10/20
Fees & Commissions JPMORGAN CHASE CUSTODY FEES FOR THE PERIOD FROM
07-01-2011 THROUGH09-30-2011 MARKET VALUE:
52,694,727.90
(269.47)
Total Inflows & Outflows
TRADE ACTIVITY
($265.22)
Trade Date
Settle Date
Type
Description
Per Uni
Quantity
Amount
Market Cast
Settled Securities Purchased
10/3
10/3
Purchase
JPM PRIME MM FD INSTL REINVESTED O 1.00 PER
SHARE (ID: 4612A2-60-3)
2.720
1.00
JP Morgan
(2 72)
Account 030171005 Page 8 of 8
Page 11 of 17
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035974
SDNY_GM_00305172
EFTA01510315
--- SOURCE: IMAGES__0122__EFTA01510316.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510316.pdf
----------------------------------------
J.P. Morgan Securities LLC
FINANCIAL TRUST COMPANY INC
ACCT. 16112138
383 Madison Avenue, New York, NY 10179
For the Period 10/1/11 to 10/31/11
Margin Account
J.P. Morgan Team
Paul Morns
Banker
Paul Barrett
Investment Specialist
Janet Young
Client Service Team
Gina Magliocco
Client Service Team
Online access
www.MorganOnline.com
eared and carried through J.P. Morgan Clearing Corp. - Three Chase Metrotech Center. Brooklyn. NY 11245-0001.
No market value or activity to report during this period
For important information regarding your accounts refer to the rear of your statement
JP Morgan
Account 16112138 Page 1 of 1
Page 12 of 17
Confidential Treatment Requested by JPMorgan
Chase
CONFIDENTIAL
JPM-SDNY-00035975
SDNY_GM_00305173
EFTA01510316
--- SOURCE: IMAGES__0122__EFTA01510317.txt ---
METADATA_SOURCE: IMAGES0122
METADATA_FILENAME: EFTA01510317.pdf
----------------------------------------
For the Period 10/1/11 to 10/31/I I
Direct private equity investments are generally valued at cost, unless there is an active secondary trading market in the securities, in which case, direct private equity investments are valued using market
prices as of the close of the last business day for this statement period. Pooled private equity investments are valued according to the General Partners or Managers stated methodology. Please refer
to the limited partnership agreement, limited liability company agreement or other operative documentation for each investment for the specific valuation methodology used by the General Partner or
Manager for that investment. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or Manager in deriving
valuations. (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information purposes only and are
intended solely for your own use.
Hedge funds generally calculate the price (the "Net Asset Value" or NAV"). 10-15 business days following the last business day of the month. For that reason, hedge fund NAVs shown will generally be
the NAV of the month preceding this statement period. In general, the NAV is stated net of management and incentive fees. The NAV is calculated according to the General Partners or Managers
stated methodology. Please refer to the limited partnership agreement, limited liability company agreement or other operative documentation for each hedge fund for the specific methodology used by
the General Partner or Manager for that hedge fund. J.P. Morgan expressly disclaims any responsibility for (1) the accuracy of the information and the methodology used by the General Partner or
Manager in deriving valuations, (2) any errors or omissions in compiling or disseminating the valuations, and (3) any use to which the valuations are put. Valuations are provided for information
purposes only and are intended solely for your own use.
These statements do not provide tax reporting on private investments. Please continue to rely upon the General Partner or Manager of the investment vehicle for this information.
2. The 'Capital Called Since Inception USD' and "Cash/Security distributions Since Inception USD' columns are updated monthly to reflect activity (capital calls and distributions), if any.
3. Hedge funds generally allow subscriptions on a monthly or quarterly basis. Your interest in a hedge fund or hedge fund of funds is generally as of the first business day of the subscription period. Due